Regulatory resourcesAct 37 of 2002
FAIS Act & General Code of Conduct
The Financial Advisory and Intermediary Services Act, the General Code of Conduct, fit-and-proper requirements, board notices, guidance notes and FSCA industry communications.
- Documents
- 293
- Current
- 217
- Sections
- 7
Please note. These documents are published by their respective regulators and are reproduced here for convenience. Always verify currency against the issuing regulator before relying on any document. Nothing here constitutes advice.
Documents in this collectionPage 5 of 5
Showing 201–217 of 217 current documents · 76 superseded or draft hidden
Bundled Documents
17 on this pageFSCA FAIS Notice 42 of 2022
- Open PDF
Source: FSCA · fsca.co.zaPDF, 162 KB
FSCA Information Request 2 of 2025 (FAIS) and Questionnaire
- Open PDF
Source: FSCA · fsca.co.zaPDF, 237 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 397 KB
General Notice 1350 of 2022 and FSCA FAIS Notice 90 of 2022
- Open PDF
Source: FSCA · fsca.co.zaPDF, 104 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 419 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 151 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 204 KB
Government Notices Nos 706 and 707 of 26 June 2020
- Open PDF
Source: FSCA · fsca.co.zaPDF, 2.6 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 89 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 762 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 89 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 88 KB
Government Notices Nos. 2814 and 2815 of 2 December 2022
- Open PDF
Source: FSCA · fsca.co.zaPDF, 160 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 173 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 125 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 629 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 116 KB
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