Regulatory resourcesAct 37 of 2002
FAIS Act & General Code of Conduct
The Financial Advisory and Intermediary Services Act, the General Code of Conduct, fit-and-proper requirements, board notices, guidance notes and FSCA industry communications.
- Documents
- 293
- Current
- 217
- Sections
- 7
Please note. These documents are published by their respective regulators and are reproduced here for convenience. Always verify currency against the issuing regulator before relying on any document. Nothing here constitutes advice.
Documents in this collectionPage 2 of 5
Showing 51–100 of 217 current documents · 76 superseded or draft hidden
Board Notices
50 on this page- Open PDF
Source: FSCA · fsca.co.zaPDF, 1.7 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 855 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 106 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 329 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 129 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 62 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 69 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 65 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 4.8 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 259 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 910 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 506 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 742 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 460 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 5.2 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 122 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 38 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 521 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 32 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 206 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 2.9 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 36 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 396 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 44 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 195 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 56 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 30 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 797 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 368 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 32 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 407 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 32 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 604 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 32 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 32 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 586 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 46 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 20 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 77 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 17 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 22 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 58 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 559 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 55 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 241 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 178 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 836 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 6 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 758 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 70 KB
Need help applying these rules in practice?
Our consultants turn legislation into practical action, helping you embed compliance, strengthen governance and reduce risk.
