Regulatory resourcesAct 37 of 2002
FAIS Act & General Code of Conduct
The Financial Advisory and Intermediary Services Act, the General Code of Conduct, fit-and-proper requirements, board notices, guidance notes and FSCA industry communications.
- Documents
- 293
- Current
- 217
- Sections
- 7
Please note. These documents are published by their respective regulators and are reproduced here for convenience. Always verify currency against the issuing regulator before relying on any document. Nothing here constitutes advice.
Documents in this collectionPage 1 of 5
Showing 1–50 of 217 current documents · 76 superseded or draft hidden
Core documents
6 on this page- Open PDF
Source: Masthead · masthead.co.zaPDF, 453 KB
- Open PDF
Source: Masthead · masthead.co.zaPDF, 353 KB
- Open PDF
Source: Government Gazette · gov.zaPDF, 2.4 MB
- Open PDF
Source: Law Library · media.lawlibrary.org.zaPDF, 554 KB
- Open PDF
Source: FAIS Ombud · faisombud.co.zaPDF, 406 KB
- Open PDF
Source: Government Gazette · gov.zaPDF, 770 KB
Board Notices
44 on this page- Open PDF
Source: FSCA · fsca.co.zaPDF, 388 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 114 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 322 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 323 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 47 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 31 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 29 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 44 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 189 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 46 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 48 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 314 KB
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Source: FSCA · fsca.co.zaPDF, 590 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 228 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 521 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 454 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 320 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 88 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 41 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 1.0 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 488 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 1.3 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 363 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 2.1 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 240 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 180 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 7.9 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 4.7 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 5.6 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 289 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 7.5 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 18 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 683 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 9.8 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 4.9 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 159 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 271 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 715 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 1.8 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 2.2 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 62 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 74 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 1.5 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 1.3 MB
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