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Regulatory resources

A practical vault for the rules that govern financial services.

RCC curates key laws, regulatory guidance and practical source documents for financial service providers, credit providers and accountable institutions.

Regulatory binders, document folders and an open legislation reference book

FAIS

FAIS Act & General Code of Conduct

A focused collection covering the FAIS Act, General Code of Conduct and supporting guidance.

Open collection

FICA

FICA & RMCP Implementation Resources

Legislation, practical guidance and implementation tools for accountable institutions.

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NCA

National Credit Act & NCR Compliance Resources

NCA, NCR and related compliance guidance for registered credit providers.

Open collection

Practical tools and downloads

Compliance checklists

Ready-to-use checklists for key compliance obligations and governance tasks.

RMCP templates

Customer risk assessment and RMCP templates to streamline your process.

Policy templates

Policy and procedure templates aligned to regulatory requirements.

Regulatory reporting guides

Guides and templates for regulatory reporting and findings.

What you'll find here

Curated, current and practical.

RCC curates the laws, codes, notices and supporting documents that financial service providers need to comply with and operate with confidence.

We go beyond file-reading, organising content in a way that helps you move from understanding to implementation.

  • Primary legislation
  • Subordinate legislation and notices
  • Conduct rules and sector standards
  • Practical templates and implementation aids
  • Guides written for real-world use

Need help applying the rules in practice?

Our consultants turn legislation into practical action, helping you embed compliance, strengthen governance and reduce risk.