FAIS
FAIS Act & General Code of Conduct
A focused collection covering the FAIS Act, General Code of Conduct and supporting guidance.
Open collectionRegulatory resources
RCC curates key laws, regulatory guidance and practical source documents for financial service providers, credit providers and accountable institutions.

FAIS
A focused collection covering the FAIS Act, General Code of Conduct and supporting guidance.
Open collectionFICA
Legislation, practical guidance and implementation tools for accountable institutions.
View documentsNCA
NCA, NCR and related compliance guidance for registered credit providers.
Open collectionLegislation, codes and guidance for financial advisory services.
AML and CFT obligations, RMCP, customer due diligence and more.
PPR requirements, notices and practical operational guidance.
NCA, NCR and credit-provider compliance documents.
FSR Act, sector standards and regulatory reporting obligations.
Governance, prudential standards and conduct requirements.
Privacy legislation, guidance and practical implementation tools.
Board notices, FSCA notices and current industry communications.
The Insurance Act, insurance regulations and the Prudential Authority's GOI and FSI standards.
Practical templates supporting policies and procedures.
Step-by-step checklists for compliance and governance tasks.
Ready-to-use checklists for key compliance obligations and governance tasks.
Customer risk assessment and RMCP templates to streamline your process.
Policy and procedure templates aligned to regulatory requirements.
Guides and templates for regulatory reporting and findings.
What you'll find here
RCC curates the laws, codes, notices and supporting documents that financial service providers need to comply with and operate with confidence.
We go beyond file-reading, organising content in a way that helps you move from understanding to implementation.
Our consultants turn legislation into practical action, helping you embed compliance, strengthen governance and reduce risk.