Regulatory resourcesAct 37 of 2002
FAIS Act & General Code of Conduct
The Financial Advisory and Intermediary Services Act, the General Code of Conduct, fit-and-proper requirements, board notices, guidance notes and FSCA industry communications.
- Documents
- 293
- Current
- 217
- Sections
- 7
Please note. These documents are published by their respective regulators and are reproduced here for convenience. Always verify currency against the issuing regulator before relying on any document. Nothing here constitutes advice.
Documents in this collectionPage 3 of 5
Showing 101–150 of 217 current documents · 76 superseded or draft hidden
Board Notices
30 on this page- Open PDF
Source: FSCA · fsca.co.zaPDF, 318 KB
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Source: FSCA · fsca.co.zaPDF, 6.2 MB
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Source: FSCA · fsca.co.zaPDF, 239 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 248 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 655 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 304 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 203 KB
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Source: FSCA · fsca.co.zaPDF, 172 KB
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Source: FSCA · fsca.co.zaPDF, 584 KB
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Source: FSCA · fsca.co.zaPDF, 135 KB
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Source: FSCA · fsca.co.zaPDF, 176 KB
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Source: FSCA · fsca.co.zaPDF, 932 KB
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Source: FSCA · fsca.co.zaPDF, 647 KB
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Source: FSCA · fsca.co.zaPDF, 654 KB
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Source: FSCA · fsca.co.zaPDF, 854 KB
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Source: FSCA · fsca.co.zaPDF, 1.2 MB
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Source: FSCA · fsca.co.zaPDF, 4.3 MB
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Source: FSCA · fsca.co.zaPDF, 69 KB
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Source: FSCA · fsca.co.zaPDF, 341 KB
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Source: FSCA · fsca.co.zaPDF, 943 KB
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Source: FSCA · fsca.co.zaPDF, 116 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 98 KB
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Source: FSCA · fsca.co.zaPDF, 46 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 7.6 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 158 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 63 KB
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Source: FSCA · fsca.co.zaPDF, 459 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 546 KB
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Source: FSCA · fsca.co.zaPDF, 1.2 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 89 KB
Guidance Notes
12 on this page- Open PDF
Source: FSCA · fsca.co.zaPDF, 323 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 446 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 320 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 83 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 280 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 592 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 959 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 159 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 9 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 58 KB
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Source: FSCA · fsca.co.zaPDF, 113 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 661 KB
Industry Communications
8 on this page- Open PDF
Source: FSCA · fsca.co.zaPDF, 3.2 MB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 231 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 248 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 102 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 150 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 39 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 80 KB
- Open PDF
Source: FSCA · fsca.co.zaPDF, 110 KB
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