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RCC Compliance Consulting

RCC services

Compliance work with a clear owner.

Nine focused services covering the obligations independent FSPs, credit providers and accountable institutions need to manage and evidence.

What we do

Nine services.Three outcomes.One trusted compliance partner.

We help financial services businesses become authorised, remain compliant, and build the knowledge and capability to grow with confidence.

Practical advice. Regulatory confidence. Measurable results.

Become authorised

Get the licences and approvals you need to operate legally.

  1. 01FSP licensing and approvalFAISs.8FSCA

    End-to-end FSP and insurance broker licensing across all categories, including crypto asset provider licensing and licence amendments.

    How we help

    • New FSP licence applications across all categories
    • Insurance broker licence applications
    • Crypto asset service provider licensing
    • Amendments to existing licence conditions
    Explore FSP licensing and approval
  2. 02NCR credit provider licensingNCAs.40NCR

    Credit provider registration, statutory returns and certificate renewals managed before they become a licensing risk.

    How we help

    • Credit provider registration applications
    • Statutory NCR returns and reports
    • Renewal of registration certificates
    • Compliance with NCA affordability assessment requirements
    Explore NCR credit provider licensing
  3. 03Key individual servicesFit & properFAISKI

    Approvals, category management and ongoing support for the people carrying personal regulatory responsibility.

    How we help

    • Key Individual placement into licensed FSPs
    • Key Individual capacitation for management and oversight duties
    • Key Individual training, regulatory examination preparation and CPD
    • Competence and fit-and-proper record keeping
    Explore Key individual services

Remain compliant

Strengthen controls, meet obligations and reduce regulatory risk.

  1. 04Compliance monitoringFAISFICANCA

    Ongoing independent oversight, reporting and remediation across your licence conditions.

    How we help

    • FICA monitoring for financial service providers
    • FAIS Act monitoring against licence conditions
    • NCA and NCR monitoring for registered credit providers
    • Outsourced compliance officer services
    Explore Compliance monitoring
  2. 05FICA implementationFIC ActRMCPCFT

    Practical RMCP, AML and CFT controls built around how your accountable institution actually operates.

    How we help

    • RMCP drafting and implementation
    • RMCP training for staff and management
    • Registration of the institution with the Financial Intelligence Centre
    • Anti-money laundering and counter-terrorist financing measures
    Explore FICA implementation
  3. 06Governance frameworksTCFPOPIAPolicies

    Governance structures, internal controls and policies designed to hold up under supervisory review.

    How we help

    • Governance structure design and documentation
    • Internal control frameworks
    • Regulatory readiness assessments
    • Policy and procedure drafting
    Explore Governance frameworks

Build and maintain competence

Develop your people, evidence competence and stay inspection-ready.

  1. 07RE exam trainingRE1RE3RE5

    Structured RE1, RE3 and RE5 preparation grounded in the qualifying criteria and source legislation.

    How we help

    • RE1 preparation for key individuals
    • RE5 preparation for representatives
    • Up to four dedicated training sessions
    • Study materials and question practice
    Explore RE exam training
  2. 08Class of business and CPDBN 194CoBCPD

    Class of business and annual CPD support with the verified records your competence register requires.

    How we help

    • Class of business training by product category
    • CPD activity planning against annual hour requirements
    • Verified attendance and completion records
    • Competence register maintenance
    Explore Class of business and CPD
  3. 09Industry trainingFAISFICAPOPIA

    Role-specific FAIS, FICA, TCF, POPIA and conflict-of-interest training with evidence of completion.

    How we help

    • FAIS Act training for representatives and key individuals
    • FICA and RMCP awareness training
    • Treating Customers Fairly (TCF) training
    • Conflict of interest training
    Explore Industry training

Not sure which service you need.

Book a consultation and we will identify the obligations, gaps and next actions that matter first.

Book a consultation010 634 1800