Internal preparation
We identify your licensing requirements, gather the supporting evidence and review the full application against FSCA standards before submission.
FSCA licensing · FAIS authorisation
FSP Licensing & Approval
End-to-end support for new licence applications, amendments and profile changes, prepared carefully and managed with confidence.
Category ICategory IICategory IIACategory IV
New applications
Your application, managed from start to finish.
RCC supports new Category I, Category II, Category IIA and Category IV licence applications. We coordinate the process, clarify the evidence required and prepare the submission around the FSCA's expectations.
Every application receives a detailed review before submission to reduce avoidable errors and delays. Sensitive business and personal information is handled with precision, confidentiality and appropriate data-protection controls throughout.
Application process
Two critical phases.
External review
Once submitted, we monitor progress and help respond promptly when the FSCA requests clarification or additional documentation.
Existing licences
Amendments & profile changes
Authorisation is not static. When ownership, personnel, services or business details change, we help keep your FSCA profile accurate with minimal operational disruption.
- Key Individuals, representatives, directors, shareholders, members or trustees
- Appointment or change of Compliance Officers and auditors
- Business, registered-address and contact details
- Adding or removing licence categories and subcategories
- FSP name changes, conversions and other profile updates
Why choose RCC Compliance?
Regulatory expertise
Practical knowledge of FSCA application requirements and common points of delay.
Tailored support
Application guidance shaped around your proposed activities and operating model.
Efficiency & accuracy
A careful internal review reduces avoidable errors before submission.
Confidentiality
Sensitive information is handled with disciplined data-protection controls.
Dedicated team
Regulatory professionals coordinate the process and respond to follow-up queries.
Who we serve
Licensing support across financial services.
Investment
- Asset managers
- Derivative issuers
- Forex providers
- Hedge funds
- Linked investment service providers
- Private equity funds
- Investment intermediaries
Insurance
- Long-term insurers
- Short-term insurers
- Cell captives
- Underwriting managers
- Insurance intermediaries
Administration
- Funeral administrators
- Health care administrators
- Pension fund administrators
- Short-term insurance administrators
Other financial businesses
- Banks
- Stockbrokers
- Call-centre operations
- Motor dealerships
- Independent financial service providers
Common questions
FSP licensing FAQs
Do I need an FSP licence?+
If your business intends to provide financial advice or intermediary services in relation to regulated financial products, authorisation may be required. RCC can assess the proposed activities and confirm the appropriate route before you begin.
What type of FSP licence do I need?+
The correct category depends on the services you will perform, the products involved and how much discretion or administration the business will exercise. We scope these activities before preparing the application.
How long does an FSP licence application take?+
Timing depends on the application category, the readiness of the supporting evidence and any follow-up information requested by the FSCA. A complete internal preparation phase helps reduce avoidable delays.
What are the costs of obtaining an FSP licence?+
Costs vary according to licence category, business complexity and the work required to prepare the supporting framework. RCC provides a scoped quotation once the proposed activities have been assessed.
What if I do not meet the licensing requirements yet?+
We identify the gaps and help structure a practical readiness plan. This may include governance, competence, Key Individual, operational, financial or documentation requirements.
Can RCC assist with changes to an existing FSP licence?+
Yes. We support category changes, personnel updates, Compliance Officer or auditor appointments, business-detail changes, conversions and other FSCA profile amendments.
Does RCC provide compliance support after licensing?+
Yes. RCC can support ongoing compliance monitoring, governance frameworks, FICA implementation, regulatory training and licence-profile maintenance after authorisation.
Prepare your application with confidence.
Start with a clear view of the licence category, evidence and regulatory preparation your business needs.