Regulatory resourcesAct 9 of 2017

Financial Sector Regulation Act

The Financial Sector Regulation Act, conduct and joint standards, directives, notices and position papers issued under the twin-peaks framework.

Documents: 136
Current: 105
Sections: 10

Please note. These documents are published by their respective regulators and are reproduced here for convenience. Always verify currency against the issuing regulator before relying on any document. Nothing here constitutes advice.

Documents in this collectionPage 1 of 3

Include superseded and draft documents(31)

Showing 1–50 of 105 current documents · 31 superseded or draft hidden

Core documents

3 on this page

CoFI Bill Policy Paper
Source: National Treasury · treasury.gov.zaPDF, 2.4 MB
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Conduct of Financial Institutions Bill
Source: National Treasury · treasury.gov.zaPDF, 976 KB
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FSR Act 9 of 2017
Source: National Treasury · treasury.gov.zaPDF, 4.6 MB
Open PDF

Notices

16 on this page

FSCA CISCA Notice 1 of 2019 (CIS)
Source: FSCA · fsca.co.zaPDF, 492 KB
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FSCA GENERAL Notice 1 of 2026
Source: FSCA · fsca.co.zaPDF, 163 KB
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FSCA GENERAL Notice 2 of 2020
Source: FSCA · fsca.co.zaPDF, 181 KB
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FSCA GENERAL Notice 3 of 2020
Source: FSCA · fsca.co.zaPDF, 137 KB
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FSCA Information Request 2 of 2021 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 437 KB
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FSCA Information Request 2 of 2023 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 121 KB
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FSCA Information Request 6 of 2022 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 236 KB
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FSRA Compliance Extension Notice 1 of 2019 (LTIA)
Source: FSCA · fsca.co.zaPDF, 158 KB
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FSRA Compliance Extension Notice 1 of 2019 (PFA)
Source: FSCA · fsca.co.zaPDF, 163 KB
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FSRA Exemption Notice 1 of 2018 (STIA)
Source: FSCA · fsca.co.zaPDF, 85 KB
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FSRA Exemption Notice 1 of 2019 (LTIA)
Source: FSCA · fsca.co.zaPDF, 64 KB
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FSRA Exemption Notice 2 of 2019 (LTIA)
Source: FSCA · fsca.co.zaPDF, 80 KB
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FSRA Exemption Notice 3 of 2019 (LTIA)
Source: FSCA · fsca.co.zaPDF, 62 KB
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FSRA Exemption Notice 4 of 2019 (STIA)
Source: FSCA · fsca.co.zaPDF, 55 KB
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FSRA Exemption Notice 5 of 2019 (LTIA)
Source: FSCA · fsca.co.zaPDF, 70 KB
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FSRA Notice 1 of 2019 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 39 KB
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Conduct and Joint Standards

14 on this page

FSCA Conduct Standard 1 of 2025 (General)

1. FSCA Conduct Standard 1 of 2025 Requirements for FIs providing FE initiatives
Source: FSCA · fsca.co.zaPDF, 181 KB
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2. Statement of Need and Impact of Conduct Standard Requirements for FIs providing FE initiatives
Source: FSCA · fsca.co.zaPDF, 337 KB
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4. FSCA Communication 2 of 2025 (General) Publication of Conduct Standard for FI's providing FE initiatives
Source: FSCA · fsca.co.zaPDF, 130 KB
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Joint Standard 1 of 2020 - Significant Owners

FSCA GENERAL Notice 3 of 2020 FSCA exemption from Joint Standard Signi...
Source: FSCA · fsca.co.zaPDF, 137 KB
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FSRA Exemption Notice 1 of 2020 PA Exemption from Joint Standard 1 June Signed
Source: FSCA · fsca.co.zaPDF, 79 KB
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Joint Standard 1 of 2020 Significant Owner 1 June 2020 signed
Source: FSCA · fsca.co.zaPDF, 318 KB
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Media release Joint Standard for Significant Owners 1 June 2020
Source: FSCA · fsca.co.zaPDF, 68 KB
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Statement of need, expected impact and intended operation Significant Owners Joint Standard Final
Source: FSCA · fsca.co.zaPDF, 178 KB
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Joint Standard 1 of 2023-IT Governance and Risk Management Requirements

Joint Communication 4 of 2023 Publication of the Joint Standard IT Gov and Risk 06 11 23
Source: FSCA · fsca.co.zaPDF, 401 KB
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Joint Standard 1 of 2023 IT Governance and Risk Management
Source: FSCA · fsca.co.zaPDF, 484 KB
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Statement of need Joint Standard IT Governance & Risk Management 16 Nov 2022
Source: FSCA · fsca.co.zaPDF, 146 KB
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Joint Standard 2 of 2024 - Cybersecurity & Cyber resilience Requirements

Joint Communication 2 of 2024 Publication of the Joint Standard 2 of 2024 Cybersecurity
Source: FSCA · fsca.co.zaPDF, 357 KB
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Joint Standard 2 of 2024 Cybersecurity & Cyber resilience Requirements
Source: FSCA · fsca.co.zaPDF, 482 KB
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Statement of need and expected impact Joint Standard Cybersecurity
Source: FSCA · fsca.co.zaPDF, 179 KB
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Directives

2 on this page

9 April 2020 Joint directive to Disaster Management Regulations
Source: FSCA · fsca.co.zaPDF, 154 KB
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19 April 2020 Guidance re Joint Directive in terms of Disaster Management Regs final
Source: FSCA · fsca.co.zaPDF, 273 KB
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Industry Communications

15 on this page

FSCA Communication 1 of 2019 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 67 KB
Open PDF
FSCA COMMUNICATION 8 OF 2020 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 95 KB
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FSCA COMMUNICATION 9 OF 2020 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 191 KB
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FSCA Communication 9 of 2024 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 188 KB
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FSCA Communication 11 of 2023 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 213 KB
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FSCA COMMUNICATION 12 OF 2020 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 127 KB
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FSCA Communication 21 of 2021 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 117 KB
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FSCA Communication 22 of 2021 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 183 KB
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FSCA Communication 22 of 2022 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 108 KB
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FSCA Communication 22 of 2023 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 120 KB
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FSCA Communication 25 of 2022 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 202 KB
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FSCA Communication 27 of 2023 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 151 KB
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FSCA Communication 33 of 2023 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 448 KB
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FSCA Communication 34 of 2023 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 91 KB
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FSCA Communication 37 of 2020 (GENERAL)
Source: FSCA · fsca.co.zaPDF, 116 KB
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