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Regulatory resourcesFSR Act s.98

Board Notices & FSCA Notices

FSCA board notices and notices across capital markets, collective investment schemes and hedge funds, credit ratings and other regulated sectors.

Documents
779
Current
617
Sections
5

Please note. These documents are published by their respective regulators and are reproduced here for convenience. Always verify currency against the issuing regulator before relying on any document. Nothing here constitutes advice.

Documents in this collectionPage 1 of 13

Showing 150 of 617 current documents · 162 superseded or draft hidden

Capital Markets

50 on this page

Bundled-Documents / FSCA Communication 20 of 2025 (FM)

Bundled-Documents / FSCA Equivalence framework for financial markets

Bundled-Documents / FSCA Equivalence framework for financial markets Oct 2025

Bundled-Documents / FSCA FM Notice 2 of 2021

Bundled-Documents / FSCA FM Notice 2 of 2025

Bundled-Documents / FSCA FM Notices 1 and 2 of 2020 and FSCA Communication 15 of 2020 (FM)

Bundled-Documents / FSCA FM Notices 4 and 5 of 2020 and FSCA Communication 27 of 2020 (FM)

Bundled-Documents / Joint Communication 4 of 2026

Bundled-Documents / Joint Notice 1 of 2021 and Joint Communication 2 of 2021

Bundled-Documents / Joint Notice 2 of 2022 and Joint Communication 3 of 2022

Bundled-Documents / Strengthening capital requirements for non-bank over-the-counter derivatives providers

Conduct-and-Joint-Standards / Conduct Standard 1 of 2018 - Criteria for Authorisation of ODPs (zip)

Conduct-and-Joint-Standards / FSCA Conduct Standard 3 of 2018 (FM) [zip]

Conduct-and-Joint-Standards / Joint Communication 3 of 2026 - Publication of Joint Standard 1 of 2026_Minimum requirements for recovery plans of market infrastructures

Conduct-and-Joint-Standards / Joint Standard - of 2025 - Criteria for exemption of external CCP external TR from provisions of FMA

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