Regulatory resourcesAct 37 of 2002

FAIS Act & General Code of Conduct

The Financial Advisory and Intermediary Services Act, the General Code of Conduct, fit-and-proper requirements, board notices, guidance notes and FSCA industry communications.

Documents: 293
Current: 217
Sections: 7

Please note. These documents are published by their respective regulators and are reproduced here for convenience. Always verify currency against the issuing regulator before relying on any document. Nothing here constitutes advice.

Documents in this collectionPage 4 of 5

Include superseded and draft documents(76)

Showing 151–200 of 217 current documents · 76 superseded or draft hidden

Industry Communications

35 on this page

FSCA Communication 8 of 2026 (FAIS)
Source: FSCA · fsca.co.zaPDF, 169 KB
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FSCA Communication 9 of 2023 (FAIS)
Source: FSCA · fsca.co.zaPDF, 157 KB
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FSCA Communication 11 of 2022 (FAIS)
Source: FSCA · fsca.co.zaPDF, 93 KB
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FSCA Communication 12 of 2021 (FAIS)
Source: FSCA · fsca.co.zaPDF, 143 KB
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FSCA Communication 13 of 2022 (FAIS)
Source: FSCA · fsca.co.zaPDF, 135 KB
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FSCA Communication 13 of 2023 (FAIS)
Source: FSCA · fsca.co.zaPDF, 158 KB
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FSCA Communication 13 of 2024
Source: FSCA · fsca.co.zaPDF, 543 KB
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FSCA Communication 13 of 2025 (FAIS)
Source: FSCA · fsca.co.zaPDF, 83 KB
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FSCA Communication 15 of 2026 (FAIS)
Source: FSCA · fsca.co.zaPDF, 152 KB
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FSCA Communication 16 of 2021 (FAIS)
Source: FSCA · fsca.co.zaPDF, 135 KB
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FSCA Communication 16 of 2023 (FAIS)
Source: FSCA · fsca.co.zaPDF, 195 KB
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FSCA Communication 17 of 2023 (FAIS)
Source: FSCA · fsca.co.zaPDF, 95 KB
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FSCA Communication 18 of 2020 (FAIS)
Source: FSCA · fsca.co.zaPDF, 161 KB
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FSCA Communication 18 of 2023 (FAIS)
Source: FSCA · fsca.co.zaPDF, 170 KB
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FSCA Communication 19 of 2021 (FAIS)
Source: FSCA · fsca.co.zaPDF, 72 KB
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FSCA Communication 20 of 2020 (FAIS)
Source: FSCA · fsca.co.zaPDF, 129 KB
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FSCA Communication 20 of 2022 (FAIS)
Source: FSCA · fsca.co.zaPDF, 245 KB
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FSCA Communication 21 of 2025 (FAIS)
Source: FSCA · fsca.co.zaPDF, 166 KB
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FSCA Communication 23 of 2023 (FAIS)
Source: FSCA · fsca.co.zaPDF, 158 KB
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FSCA Communication 23 of 2024 (FAIS)
Source: FSCA · fsca.co.zaPDF, 94 KB
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FSCA Communication 24 of 2022 (FAIS)
Source: FSCA · fsca.co.zaPDF, 161 KB
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FSCA Communication 25 of 2025 (FAIS)
Source: FSCA · fsca.co.zaPDF, 170 KB
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FSCA Communication 29 of 2022 (FAIS)
Source: FSCA · fsca.co.zaPDF, 184 KB
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FSCA Communication 29 of 2023 (FAIS)
Source: FSCA · fsca.co.zaPDF, 145 KB
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FSCA Communication 30 of 2022 (FAIS)
Source: FSCA · fsca.co.zaPDF, 151 KB
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FSCA Communication 34 of 2024 (FAIS)
Source: FSCA · fsca.co.zaPDF, 110 KB
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FSCA Communication 35 of 2020 (FAIS)
Source: FSCA · fsca.co.zaPDF, 88 KB
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FSCA Communication 35 of 2023 (FAIS)
Source: FSCA · fsca.co.zaPDF, 89 KB
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FSCA Communication 37 of 2022 FAIS
Source: FSCA · fsca.co.zaPDF, 178 KB
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FSCA Communication 38 of 2024 (FAIS)
Source: FSCA · fsca.co.zaPDF, 122 KB
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FSCA Communication 39 of 2022 (FAIS)
Source: FSCA · fsca.co.zaPDF, 160 KB
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FSCA Communication 40 of 2022 (FAIS)
Source: FSCA · fsca.co.zaPDF, 161 KB
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FSCA Communication 45 of 2024 (FAIS)
Source: FSCA · fsca.co.zaPDF, 128 KB
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FSCA Communication 46 of 2020 (FAIS)
Source: FSCA · fsca.co.zaPDF, 51 KB
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FSCA FAIS workshops 2019 20 Invitation
Source: FSCA · fsca.co.zaPDF, 260 KB
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Position and Policy Papers

1 on this page

Policy Document supporting the Declaration of crypto assets as a financial product
Source: FSCA · fsca.co.zaPDF, 419 KB
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Bundled Documents

14 on this page

Amendment Notices GCoC and QEC for Approval as Compliance Officer (Parliament pack)

Annexure A Amendment Notice General Code of Conduct 2021 FINAL
Source: FSCA · fsca.co.zaPDF, 100 KB
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Annexure B Statement (need impact operation) supporting the Proposed Amendments to the General Code 2021
Source: FSCA · fsca.co.zaPDF, 45 KB
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Annexure D Amendment Notice QEC for Approval as Compliance Officer FINAL 13 12 21
Source: FSCA · fsca.co.zaPDF, 214 KB
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Annexure D1 Annexure 2 to Amendment Notice
Source: FSCA · fsca.co.zaPDF, 460 KB
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Annexure E SoN and impact supporting the Proposed Amendments to Compliance Officer Qualifications 2021
Source: FSCA · fsca.co.zaPDF, 40 KB
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FAIS GCOC_SCOC ST DEPOSITS_FandP amendments (Parliament pack)

Annexure A Amendment Notice General Code & ST Deposits Code
Source: FSCA · fsca.co.zaPDF, 450 KB
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Annexure B Statement (need impact operation) supporting Proposed Amendments to GCOC ST Deposit Code
Source: FSCA · fsca.co.zaPDF, 84 KB
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Annexure D Amendment Notice Fit and Proper Requirements
Source: FSCA · fsca.co.zaPDF, 174 KB
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Annexure E Statement supporting the Proposed Amendments to the FP Requirements
Source: FSCA · fsca.co.zaPDF, 89 KB
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FSCA FAIS Notice 16 of 2022

FSCA Communication 4 of 2022 (FAIS) Publication of exemption from certain competency requirements
Source: FSCA · fsca.co.zaPDF, 39 KB
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FSCA FAIS Notice 16 of 2022 Exemption of Particular Persons from compliance with certain Competency Requirements
Source: FSCA · fsca.co.zaPDF, 74 KB
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FSCA FAIS Notice 21 of 2020 and FSCA Communication 20 of 2020 (FAIS)

FSCA Communication 20 of 2020 (FAIS)
Source: FSCA · fsca.co.zaPDF, 134 KB
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FSCA FAIS Notice 21 of 2020
Source: FSCA · fsca.co.zaPDF, 128 KB
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FSCA FAIS Notice 42 of 2022

FSCA Communication 4 of 2022 (FAIS) Publication of exemption from certain competency requirements
Source: FSCA · fsca.co.zaPDF, 39 KB
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