Regulatory resourcesFSR Act s.98

Board Notices & FSCA Notices

FSCA board notices and notices across capital markets, collective investment schemes and hedge funds, credit ratings and other regulated sectors.

Documents: 779
Current: 617
Sections: 5

Please note. These documents are published by their respective regulators and are reproduced here for convenience. Always verify currency against the issuing regulator before relying on any document. Nothing here constitutes advice.

Documents in this collectionPage 7 of 13

Include superseded and draft documents(162)

Showing 301–350 of 617 current documents · 162 superseded or draft hidden

Capital Markets

34 on this page

Notices

JSE Clear CCP approved rules September 2022
Source: FSCA · fsca.co.zaPDF, 655 KB
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JSE Clear Rules 06SEP2023 Includion of Securities Collateral approved
Source: FSCA · fsca.co.zaPDF, 640 KB
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JSE Listing requirements JSE Consultation paper
Source: FSCA · fsca.co.zaPDF, 231 KB
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JSE Listings Requirements Simplified Final
Source: FSCA · fsca.co.zaPDF, 1.3 MB
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Notice 220 of Gov Gazette 45954 of 25 February 2022
Source: FSCA · fsca.co.zaPDF, 179 KB
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Notice 468 Approved amendments to the JSE rules,derivatives rules and Currency derivatives rules JSE Ombud Scheme
Source: FSCA · fsca.co.zaPDF, 78 KB
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Notice 586 Approved amendments to the JSE Equities rules Dealings in kruger
Source: FSCA · fsca.co.zaPDF, 122 KB
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Notice 612 Approved amendments to IEX listing requirements
Source: FSCA · fsca.co.zaPDF, 318 KB
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Notice amendments to A2X Trade Rules Cross Trade Types
Source: FSCA · fsca.co.zaPDF, 207 KB
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NOTICE APPROVED AMENDMENTS TO THE JSE DERIVATIVES RULES
Source: FSCA · fsca.co.zaPDF, 24 KB
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Notice Approved amendments to the JSE Derivatives, Interest rate & Currency Derivatives and Fidelity Fund rules recognition of JSE Clear's ICC & CCP
Source: FSCA · fsca.co.zaPDF, 85 KB
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Notice Approved Amendments to the JSE Equities Rules
Source: FSCA · fsca.co.zaPDF, 75 KB
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Notice approved amendments to the JSE Equities,interest rate & currency derivatives disciplinary matters penalties
Source: FSCA · fsca.co.zaPDF, 111 KB
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Notice Approved amendments to the JSE Guarantee Fund rules
Source: FSCA · fsca.co.zaPDF, 69 KB
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Notice Approved amendments to the JSE Guarantee Fund rules (1)
Source: FSCA · fsca.co.zaPDF, 69 KB
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Notice approved amendments to the JSE Listing requirements (Actively Managed Exchange Traded Funds) 09 Sept 2022
Source: FSCA · fsca.co.zaPDF, 76 KB
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Notice approved amendments to the JSE Listing requirements (Actively Managed Exchange Traded Funds) 09 Sept 2022 (1)
Source: FSCA · fsca.co.zaPDF, 76 KB
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Notice approved amendments to the JSE Listing requirements (Actively Managed Exchange Traded Funds) 09 Sept 2022 (2)
Source: FSCA · fsca.co.zaPDF, 76 KB
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Notice approved amendments to the JSE rules (Derivatives, interest rate and currency)
Source: FSCA · fsca.co.zaPDF, 75 KB
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Notice Approved Amendments to the JSE's Debt Listing Requirements Sovereign issuers
Source: FSCA · fsca.co.zaPDF, 140 KB
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Notice Approved Amendments to the JSE's Listing requirements and Debt Listing requirements Fines
Source: FSCA · fsca.co.zaPDF, 136 KB
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Notice approved listing requirements of EESE Bonds and Notes
Source: FSCA · fsca.co.zaPDF, 110 KB
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Notice for Extension Over the Counter Derivative Providers (ODP) applications
Source: FSCA · fsca.co.zaPDF, 158 KB
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Notice for Extension Over the Counter Derivative Providers (ODP) applications
Source: FSCA · fsca.co.zaPDF, 158 KB
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Notice of extension in terms of Regulation 43(1) of the FMA Regulations
Source: FSCA · fsca.co.zaPDF, 537 KB
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Proposed Amendments to the JSE Listings Requirements 15 February 2019
Source: FSCA · fsca.co.zaPDF, 237 KB
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Publication notices
Source: FSCA · fsca.co.zaPDF, 99 KB
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Section 54 Notice of application for Trade Repository licence 01 October 2019
Source: FSCA · fsca.co.zaPDF, 88 KB
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Strate Rule Amendments 2023 Q2
Source: FSCA · fsca.co.zaPDF, 303 KB
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Strate Rules
Source: FSCA · fsca.co.zaPDF, 1.1 MB
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Tier sheet City press
Source: FSCA · fsca.co.zaPDF, 137 KB
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Tier sheet Sunday times
Source: FSCA · fsca.co.zaPDF, 1.2 MB
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Position-and-Policy-Papers

Joint Roadmap for the development of a regulatory framework for Central Clearing in SA
Source: FSCA · fsca.co.zaPDF, 283 KB
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Joint Roadmap for the development of a regulatory framework for Central Clearing in SA Feb 2022
Source: FSCA · fsca.co.zaPDF, 283 KB
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CIS and Hedge Funds

16 on this page

Bundled-Documents / FSCA CIS Notice 1 of 2022 and FSCA Communication 3 of 2022 (CIS)

FSCA CIS Notice 1 of 2022
Source: FSCA · fsca.co.zaPDF, 110 KB
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FSCA Communication 3 of 2022 (CIS)
Source: FSCA · fsca.co.zaPDF, 127 KB
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Bundled-Documents / FSCA CIS Notice 1 of 2023 and FSCA Communication 4 of 2023 (CIS)

Comments Matrix Exemption CIS Managers from section 99(1)
Source: FSCA · fsca.co.zaPDF, 267 KB
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FSCA CIS Notice 1 of 2023
Source: FSCA · fsca.co.zaPDF, 144 KB
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FSCA Communication 4 of 2023 (CIS)
Source: FSCA · fsca.co.zaPDF, 103 KB
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Bundled-Documents / FSCA CIS Notice 1 of 2026

FSCA CIS Notice 1 of 2026
Source: FSCA · fsca.co.zaPDF, 211 KB
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FSCA Communication 6 of 2026 (CIS) Determination Approval of Foreign CISs
Source: FSCA · fsca.co.zaPDF, 108 KB
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Statement of Need and Impact Determination Approval of Foreign CISs
Source: FSCA · fsca.co.zaPDF, 239 KB
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Bundled-Documents / FSCA CIS Notice 2 of 2022 and FSCA Communication 10 of 2022 (CIS)

FSCA CIS Notice 2 of 2022 Exemption of Managers of Hedge Funds from certain requirements in Notice 778 of 2011
Source: FSCA · fsca.co.zaPDF, 139 KB
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FSCA Communication 10 of 2022 (CIS)
Source: FSCA · fsca.co.zaPDF, 144 KB
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Bundled-Documents / FSCA CIS Notice 2 of 2024 and FSCA Communication 5 of 2024

FSCA CIS Notice 2 of 2024
Source: FSCA · fsca.co.zaPDF, 171 KB
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FSCA COMMUNICATION 5 of 2024 (CIS)
Source: FSCA · fsca.co.zaPDF, 100 KB
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Bundled-Documents / FSCA CIS Notice 3 of 2020 and FSCA Communication 43 of 2020 (CIS)

FSCA CIS Notice 3 of 2020 Exemption from CISCA section 44
Source: FSCA · fsca.co.zaPDF, 165 KB
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FSCA Communication 43 of 2020 (CIS) Exemption from CISCA section 44
Source: FSCA · fsca.co.zaPDF, 106 KB
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Bundled-Documents / FSCA CIS Notice 5 of 2022 and FSCA Communication 15 of 2022 (CIS)

FSCA CIS Notice 5 of 2022 Exemption of Managers of CISs from certain Requirements in BN 92 of 2014
Source: FSCA · fsca.co.zaPDF, 144 KB
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FSCA Communication 15 of 2022 (CIS) Publication of Exemption
Source: FSCA · fsca.co.zaPDF, 133 KB
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