Regulatory resourcesFSR Act s.98

Board Notices & FSCA Notices

FSCA board notices and notices across capital markets, collective investment schemes and hedge funds, credit ratings and other regulated sectors.

Documents: 779
Current: 617
Sections: 5

Please note. These documents are published by their respective regulators and are reproduced here for convenience. Always verify currency against the issuing regulator before relying on any document. Nothing here constitutes advice.

Documents in this collectionPage 2 of 13

Include superseded and draft documents(162)

Showing 51–100 of 617 current documents · 162 superseded or draft hidden

Capital Markets

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Conduct-and-Joint-Standards / Joint Standard 1 of 2021-Requirements re CC Licence Applications

FSCA PA Joint Communication 1 of 2021 Publication of Joint Standard published 31 March 2021
Source: FSCA · fsca.co.zaPDF, 180 KB
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Joint Standard Requirements relating to Central Counterparty Licence Applications published 31 March 2021
Source: FSCA · fsca.co.zaPDF, 457 KB
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Statement of the need and intended operation CCP Application Form published 31 March 2021
Source: FSCA · fsca.co.zaPDF, 224 KB
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Conduct-and-Joint-Standards / Joint Standard 1 of 2025 - Criteria for exemption of external CCPs and TRs

1 Joint Standard 1 of 2025 Criteria for exemption of external CCP external TR from provisions of FMA
Source: FSCA · fsca.co.zaPDF, 383 KB
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2 Statement of need Criteria for exemption of external CCP external TR from provisions of FMA
Source: FSCA · fsca.co.zaPDF, 285 KB
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Joint Communication Criteria for exemption of external CCP and TR
Source: FSCA · fsca.co.zaPDF, 389 KB
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Conduct-and-Joint-Standards / Joint Standard 1 of 2026 - Minimum requirements for the recovery plans of market infrastructures

Joint Communication 3 of 2026 Publication of Joint Standard 1 of 2026
Source: FSCA · fsca.co.zaPDF, 369 KB
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Joint Guidance Notice 1 of 2026 Guidance Notice on requirements pertaining to recovery tools
Source: FSCA · fsca.co.zaPDF, 420 KB
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Joint Standard 1 of 2026 Minimum requirements for the recovery plans of market infrastructures
Source: FSCA · fsca.co.zaPDF, 310 KB
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Statement of need and expected impact Joint Standard 1 of 2026
Source: FSCA · fsca.co.zaPDF, 302 KB
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Conduct-and-Joint-Standards / Joint Standard 2 of 2020 - Margin Requirements

3. Statement of need and expected impact Margin Requirements
Source: FSCA · fsca.co.zaPDF, 641 KB
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4. Joint Communication 6 of 2020 Margin Requirements
Source: FSCA · fsca.co.zaPDF, 28 KB
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Joint Standard 2 of 2020 Margin Requirements as amended 09 June 2023 v2
Source: FSCA · fsca.co.zaPDF, 326 KB
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Conduct-and-Joint-Standards / Joint Standard Amendment 1 of 2023-Amendments to Joint Standard 2 of 2020

Joint Communication 1 of 2023 Amendments to Joint Standard 2 of 2020
Source: FSCA · fsca.co.zaPDF, 399 KB
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Joint Standard 2 of 2020 Margin Requirements as amended 09 June 2023 v2
Source: FSCA · fsca.co.zaPDF, 326 KB
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Joint Standard Amendment 1 of 2023 Amendments to Margin requirements June 2023
Source: FSCA · fsca.co.zaPDF, 413 KB
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Statement of the need and expected impact Amendments to JS 2 of 2020 April 2023
Source: FSCA · fsca.co.zaPDF, 109 KB
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Conduct-Standards

FMA Joint Standard 1 of 2018 Requirements and Additional Duties of a Trade Repository
Source: FSCA · fsca.co.zaPDF, 293 KB
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FMA Joint Standard Communication 1 of 2018 (1)
Source: FSCA · fsca.co.zaPDF, 122 KB
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FSCA Conduct Standard 2 of 2018 (FM)
Source: FSCA · fsca.co.zaPDF, 3.8 MB
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Industry-Communications

2018 Financial Markets Review
Source: FSCA · fsca.co.zaPDF, 1.3 MB
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FMA Joint Standard Communication 1 of 2018
Source: FSCA · fsca.co.zaPDF, 129 KB
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FSCA Communication 1 of 2019 (Market Integrity)
Source: FSCA · fsca.co.zaPDF, 167 KB
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FSCA Communication 2 of 2026 (FM)
Source: FSCA · fsca.co.zaPDF, 277 KB
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FSCA Communication 3 of 2025 (FM)
Source: FSCA · fsca.co.zaPDF, 131 KB
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FSCA Communication 3 of 2026 (FM)
Source: FSCA · fsca.co.zaPDF, 156 KB
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FSCA Communication 4 of 2026 (FM)
Source: FSCA · fsca.co.zaPDF, 147 KB
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FSCA Communication 5 of 2022 (FM)
Source: FSCA · fsca.co.zaPDF, 147 KB
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FSCA Communication 7 of 2021 (FM)
Source: FSCA · fsca.co.zaPDF, 45 KB
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FSCA Communication 7 of 2026 (FM)
Source: FSCA · fsca.co.zaPDF, 155 KB
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FSCA Communication 9 of 2025 (FM)
Source: FSCA · fsca.co.zaPDF, 105 KB
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FSCA Communication 10 of 2023 (FM)
Source: FSCA · fsca.co.zaPDF, 216 KB
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FSCA Communication 10 of 2026 (FM)
Source: FSCA · fsca.co.zaPDF, 127 KB
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FSCA Communication 11 of 2026 (FM)
Source: FSCA · fsca.co.zaPDF, 174 KB
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FSCA Communication 13 of 2020 (FM)
Source: FSCA · fsca.co.zaPDF, 41 KB
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FSCA Communication 14 of 2024 (FM)
Source: FSCA · fsca.co.zaPDF, 172 KB
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FSCA Communication 15 of 2020 (FM)
Source: FSCA · fsca.co.zaPDF, 69 KB
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FSCA Communication 15 of 2024 (FM)
Source: FSCA · fsca.co.zaPDF, 123 KB
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FSCA Communication 17 of 2025 (FM)
Source: FSCA · fsca.co.zaPDF, 184 KB
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FSCA Communication 19 of 2024 (FM)
Source: FSCA · fsca.co.zaPDF, 138 KB
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FSCA Communication 22 of 2025 (FM)
Source: FSCA · fsca.co.zaPDF, 184 KB
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FSCA Communication 24 of 2023 (FM CRA)
Source: FSCA · fsca.co.zaPDF, 140 KB
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FSCA Communication 26 of 2020 (FM)
Source: FSCA · fsca.co.zaPDF, 130 KB
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FSCA Communication 26 of 2024 (FM)
Source: FSCA · fsca.co.zaPDF, 138 KB
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FSCA Communication 27 of 2020 (FM)
Source: FSCA · fsca.co.zaPDF, 122 KB
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FSCA Communication 28 of 2023 (FM)
Source: FSCA · fsca.co.zaPDF, 113 KB
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FSCA Communication 36 of 2020 (FM)
Source: FSCA · fsca.co.zaPDF, 142 KB
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FSCA Communication 38 of 2022 (FM)
Source: FSCA · fsca.co.zaPDF, 147 KB
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FSCA Communication 40 of 2020 (FM)
Source: FSCA · fsca.co.zaPDF, 147 KB
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Joint Communication 1 of 2021
Source: FSCA · fsca.co.zaPDF, 180 KB
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